IIA Certified Financial Services Auditor - Banking : IIA-CFSA-BANK

  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Sep 22, 2026
  • Q & A: 0 Questions and Answers

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Banking Discipline20%- Banking-specific knowledge
  • 1. Capital management
    • 2. Liquidity risk
      • 3. Asset and liability management
        • 4. Interest rate risk
          • 5. Credit risk management
            • 6. Bank governance and regulatory expectations
              Auditing Financial Services Processes15%- Operational auditing
              • 1. Deposit operations
                • 2. Fraud prevention and detection
                  • 3. Loan processing
                    • 4. Information systems and technology controls
                      Auditing Financial Services Products25%- Banking products and services
                      • 1. Retail banking
                        • 2. Commercial lending
                          • 3. Investment and trust services
                            • 4. Treasury and cash management
                              Regulatory Environment15%- Banking regulations and compliance
                              • 1. Consumer protection regulations
                                • 2. Anti-money laundering requirements
                                  • 3. Regulatory agencies and oversight
                                    • 4. Capital adequacy and risk management requirements
                                      Financial Services Auditing25%- Risk assessment and audit planning
                                      • 1. Audit engagement planning
                                        • 2. Financial services risk identification
                                          • 3. Internal control evaluation

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